Securities and advisory services offered through J.W. Cole Financial, member FINRA, SIPC and a Registered Investment Advisor. J.W. Cole Financial and Ramsay Capital Group, Ltd. are separate and unrelated companies.
Advisors must be properly registered in the state where you live in order to conduct securities related business with you. A response to your request for information might be delayed in order to assure our compliance with this regulation. No information provided on this site is intended as a solicitation to buy or sell any security. No security will be offered or sold to any person, in any state in which such offer, solicitation, purchase, or sale would be unlawful under securities laws of such jurisdictions. www.sipc.org www.finra.org
IMPORTANT CONSUMER INFORMATION
This site is for informational purposes only and is not intended to be a solicitation or
offering of any security and:
Ø Representatives of a Registered Broker-Dealer (“BD”) or Registered Investment
Advisor (“IA”) may only conduct business in a state if the representatives and
the BD or IA they represent (a) satisfy the qualification requirements of, and are
approved to do business by, that state; or (b) are excluded or exempted from
that state’s registration requirements.
Ø Representatives of a BD or IA are deemed to conduct business in a state to the
extent that they would provide individualized responses to investor inquiries
that involve (a) effecting, or attempting to effect, transactions in securities; or (b)
rendering personalized investment advice for compensation.
We are registered to offer securities in the following states: AZ, CA, FL, IA, IL, MN, MS, NC, TX, WA, WI